Legal & Regulatory Tracker I Monthly Update Discover the latest initiatives recently added to our Legal & Regulatory Tracker . This useful tool, updated monthly on our website, has been designed by our Legal & Regulatory Watch Core Working Grou... 2 Apr 2025 Legal & Regulatory Watch
The Single Market Strategy 2025 I EU Commission’s Call for Evidence LuxCMA recognises the pivotal role that the Single Market plays in fostering economic growth, enhancing competitiveness, and creating opportunities for both businesses and investors. The seamless inte... 31 Jan 2025 Legal & Regulatory Watch
The State of AI Regulation - A Global Overview I Spotlight Note This note provides an overview of the AI regulations and frameworks in key jurisdictions, including: – The groundbreaking EU AI Act. – Luxembourg’s proactive approach to AI governance. – The UK’s prin... 15 Jan 2025 Legal & Regulatory Watch
Draft technical advice concerning the Prospectus Regulation and on updating the CDR metadata I ESMA Consultation This submission reflects LuxCMA’s continuous commitment to representing the interests of the Luxembourg capital markets and shaping the regulatory landscape to support market participants. Why is it i... 30 Dec 2024 Listing Act
Structured Products Decoded: Management and Governance Essentials This comprehensive guidance note is designed to help board members and professionals navigate the complexities of structured product transactions, understand the governance requirements and implement ... 10 Dec 2024 Best Practice
Updated Perspectives on the EU Securitisation Regulation This updated position paper has been prepared by the Securitisation Working Group and addresses certain specific issues raised by the Regulation (EU) 2017/2402 of 12 December 2017 , hereafter referred... 6 Nov 2024 Securitisation
Issuance of debt securities in Luxembourg – Immobilisation, Dematerialisation & beyond A document produced in collaboration with the Market Infrastructures working group. This paper delves into the evolving landscape of dematerialised securities, highlighting key insights and recommenda... 25 Jun 2024 Listing Act
Guidance Note – A minimum KYC approach for share capital accounts This publication aims to provide detailed insights and actionable recommendations to simplify and improve the account opening process by proposing a minimum KYC approach for share capital accounts.... 5 Jun 2024 Best Practice
Guidance Note for Board Members I Accounting for Structured Products Structured products issued by a securitisation vehicle are one of the success stories in Luxembourg. The exact nature of the underlying used to offer these products can vary from portfolios of referen... 21 Feb 2024 Best Practice
Guidance Note for Board Members I Financial Statements & Disclosures In the absence of clear market standards on the sufficiency and level of detail of key disclosures for a securitisation vehicle when it comes to financial statements, our LuxCMA experts and members of... 8 Feb 2024 Best Practice
Guidance Note for Board Members I Securitisation of Non-Performing Loans (“NPLs”) You’ll have noticed! Non-Performing Loans (NPLs) are one of the hottest topics in the capital markets sphere at the moment, following the recent adoption of the relevant directive by the European Unio... 14 Dec 2023 Best Practice
Guidance Note for Board Members I Direct lending with Securitisation Vehicle as Originator We are pleased to share with you today our latest document 𝗚𝘂𝗶𝗱𝗮𝗻𝗰𝗲 𝗡𝗼𝘁𝗲 𝗳𝗼𝗿 𝗕𝗼𝗮𝗿𝗱 𝗠𝗲𝗺𝗯𝗲𝗿𝘀 focusing on 𝗗𝗶𝗿𝗲𝗰𝘁 𝗹𝗲𝗻𝗱𝗶𝗻𝗴 𝘄𝗶𝘁𝗵 𝗦𝗲𝗰𝘂𝗿𝗶𝘁𝗶𝘀𝗮𝘁𝗶𝗼𝗻 𝗩𝗲𝗵𝗶𝗰𝗹𝗲 𝗮𝘀 𝗼𝗿𝗶𝗴𝗶𝗻𝗮𝘁𝗼𝗿. Main parties involved, lending process ... 9 Nov 2023 Best Practice
